Breadcrumbs

Notifiable Low Risk Dealing (NLRDs) Reporting

Let the Regulator know of any NLRDs assessed during the financial year.

Report the NLRDs that you have assessed during the financial year through our forms portal.

If you have many NLRDs to report, use the Excel worksheet to record and import them.

Report NLRDs

Documents

Excel worksheet for importing

We are providing this worksheet as a tool for you to record details of the NLRDs they have assessed. You can then import the details into the online reporting form for submission.

Instructions about the content of fields are included on the introductory worksheets and as data entry notes in the spreadsheet, when a field is selected. 

Do not use the Excel spreadsheet to submit NLRDs via email.

Alternative formats

If you are unable to use the online form, you can complete and send us one of these forms.

We aim to provide documents in an accessible format. If you're having problems using a document with your accessibility tools, please contact us for help.

Publication date: