The OGTR has developed a range of documents to provide organisations and interested parties with guidance on monitoring and compliance activities
under the Gene Technology Act 2000. Monitoring and compliance activities are under continual improvement and the documents linked to this page are working documents that will evolve as systems are assessed and validated. The OGTR welcomes your feedback on the monitoring and compliance information provided. Please send your feedback via email.

Office of the Gene Technology Regulator Monitoring and Compliance Framework
PDF version of Office of the Gene Technology Regulator Monitoring and Compliance Framework (PDF 829 KB)
DOCX version of Office of the Gene Technology Regulator Monitoring and Compliance Framework (DOCX 1130 KB)

Compliance and Enforcement Policy
PDF version of Compliance and Enforcement Policy (PDF 82 KB)
DOCX version of Compliance and Enforcement Policy (DOCX 77 KB)

Monitoring Protocol
PDF version of Monitoring Protocol (PDF 48 KB)
DOCX version of Monitoring Protocol (DOCX 43 KB)

Practice Note: Unannounced Spot Checks
PDF version of Practice Note: Unannounced Spot Checks (PDF 38 KB)
DOCX version of Practice Note: Unannounced Spot Checks (DOCX 38 KB)

Practice Note: Field Monitoring Patterns
PDF version of Practice Note: Field Monitoring Patterns (PDF 308 KB)
DOCX version of Practice Note: Field Monitoring Patterns (DOCX 75 KB)

Risk Analysis Protocol
PDF version of Risk Analysis Protocol (PDF 76 KB)
DOCX version of Risk Analysis Protocol (DOCX 83 KB)

Review Protocol
PDF version of Review Protocol (PDF 59 KB)
DOCX version of Review Protocol (DOCX 68 KB)

Audit Protocol
PDF version of Audit Protocol (PDF 73 KB)
DOCX version of Audit Protocol (DOCX 74 KB)

Allegations Protocol
PDF version of Allegations Protocol (PDF 88 KB)
DOCX version of Allegations Protocol (DOCX 97 KB)

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